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  • Re: Poll Question #1

    Do we need five standards of care? If we are "Putting the client's interest first" then we are carrying out the other standards of care. Correct? Bob Florian
    Posted to Standards of Conduct (Forum) by Robert Florian on 02-26-2008
  • Poll Question #1

    The FPA Fiduciary Task Force identified five standards of care that a financial planner should be held accountable to: Putting the client's interest first Acting with due care and utmost good faith Not misleading clients Providing full and fair disclosure of material facts Fairly manage all conflicts...
    Posted to Standards of Conduct (Forum) by Nicholas Nicolette on 02-05-2008
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