So, Whose Client Is It Anyway? By Shane B. Hansen

Carly Schulaka — Fri, 04 Apr 2008 16:06:42 GMT

This article on Regulation S-P by Shane B. Hansen, who chairs the broker-dealer and investment adviser practice group of the Grand Rapids, Mich.-based law firm, Warner Norcross & Judd LLP, originally appeared in The Broker/Dealer Report, a special supplement to the Journal of Financial Planning, in April 2008.

Investors Could Benefit From 12b-1 Fee Reform by Barbara Roper

Carly Schulaka — Tue, 01 Apr 2008 23:41:00 GMT

This article on 12b-1 fee reform by Barbara Roper, director of investor protection for the Consumer Federation of America, originally appeared in The Broker/Dealer Report, a special supplement to the Journal of Financial Planning, in April 2008.

Journal of Financial Planning Discussions

So, Whose Client Is It Anyway? By Shane B. Hansen

Investors Could Benefit From 12b-1 Fee Reform by Barbara Roper